Non Banking Financial Companies

• Preparing and submitting NBFC application and registration documents to the Reserve Bank of India (RBI), including drafting essential documentation such as KYC forms, Master Loan Agreements, Letters of Continuity, and Promissory Notes.
• Developing key internal policies, including Credit Risk Policy, Anti-Money Laundering Policy, Fair Practice Code, and Loan Sanction Policy, tailored to regulatory requirements and business needs.
• Creating comprehensive process manuals that cover account opening procedures, back-office operations, risk management frameworks, management information systems (MIS), and RBI compliance formats for NBFCs.
• Conducting gap analyses to identify deficiencies in documentation, operational processes, and compliance with NBFC regulatory requirements.
• Providing advisory services on structuring various financing solutions to meet business objectives efficiently.
• Offering consulting and guidance on all aspects of NBFC compliance, ensuring alignment with evolving regulatory standards.
• Performing internal audits focused on operational processes, risk management, surveillance mechanisms, and adherence to RBI compliance requirements.
• Obtain prior or post-facto approval from the RBI for changes in management or shareholder structure.
• Provide assistance with the merger and acquisition processes of NBFCs.
• Support in responding to and managing matters related to Show Cause Notices issued by the RBI.
• Assist with the process of surrendering or canceling an NBFC license.